Written Answer · 2023-08-02 · Parliament 14
Impact of Artificial Intelligence on Trading Platforms in Financial Markets
質問はAIが金融取引プラットフォームで引き起こす可能性のある「羊群効果」のリスク及び利益相反の問題に注目しています。政府の対応によると、シンガポール金融管理局（MAS）はすでに技術的に中立な規制措置を実施しており、FEAT原則を推進して公平性と透明性を保障しており、現在のAIモデル応用はまだ初期段階にあり、リスクは相対的に低いと考えていますが、継続的に監視し、業界と協力して責任あるAI使用を推進していきます。
重要なポイント
- • Regulation requires conflict-of-interest controls
- • FEAT principles safeguard fairness
- • AI trading risk currently low
AI リスクの規制と継続的な監視を強調する
AI が引発する利益衝突と羊群効果への注目
全政府医療支援の推進
“MAS requires regulated financial institutions to have controls in place to avoid or mitigate conflicts between their interests and those of their customers.”
参加者 (2)
英語原文
SPRS Hansard · Fetched: 2026-05-02
2 Dr Tan Wu Meng asked the Prime Minister whether MAS has assessed the impact of artificial intelligence (AI) on trading platforms in financial markets for (i) the risk of "herding" where individual actors make similar decisions due to similar trained AI models or similar data aggregates and (ii) the potential for conflict of interest when a trading AI platform system is simultaneously considering both the platform's interest and the customers' interests, especially if without disclosure to customers.
Mr Lawrence Wong (for the Prime Minister) : The Monetary Authority of Singapore (MAS) requires regulated financial institutions (FIs) to have controls in place to avoid or mitigate conflicts between their interests and those of their customers. This approach is technology-neutral and is applied across all regulated FIs .
As early as 2018, MAS introduced the Fairness, Ethics, Accountability and Transparency ( FEAT) Principles to guide FIs’ responsible use of artificial intelligence and data analytics (AIDA) in their products and services. Amongst other things, these principles require FIs to ensure that AIDA adoption does not result in customers being treated less fairly than the business. FIs are also required to provide customers transparent disclosures on the FIs' products and services, to facilitate informed decision-making.
The risk of herding in trading platforms arising from the use of a rtificial intelligence ( AI) models is currently assessed to be low as FIs in Singapore are still at a nascent stage of using AI models for decision-making. Nevertheless, MAS continues to carefully monitor and assess the risks brought about by AI in financial markets. In recent years, MAS has worked with the industry to develop a framework which enables FIs to evaluate their AI systems against the FEAT Principles. MAS will continue to engage the industry on the responsible use of AI in finance.